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Item 5.07 Submission of Matters to a Vote of Security Holders.
4D Molecular Therapeutics, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”) on May 23, 2022 virtually via the internet. On March 28, 2022, the record date, there were 32,251,924 shares of the Company’s common stock outstanding with each such share being entitled to one vote per share.
At the Annual Meeting, 27,300,458 shares of the Company’s common stock were voted in person or by proxy for the two proposals set forth below, each of which is described in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on April 13, 2022.
Proposal 1. The Company’s stockholders elected by a majority of votes cast the Class II director nominees below to the Company’s Board of Directors to hold office until the 2025 Annual Meeting of Stockholders or until their successors are elected.
| NOMINEE |
FOR | WITHHELD | BROKER NON-VOTES | |||
| Jacob Chacko, M.D., MBA |
22,743,786 | 2,475,579 | 2,081,093 | |||
| Susannah Gray, MBA |
22,885,958 | 2,333,407 | 2,081,093 | |||
| Charles P. Theuer, M.D., Ph.D. |
16,744,107 | 8,475,258 | 2,081,093 |
Proposal 2. The Company’s stockholders ratified the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022.
| FOR |
AGAINST |
ABSTAIN | ||
| 27,290,906 | 3,217 | 6,335 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| 4D MOLECULAR THERAPEUTICS, INC. | ||||||
| Date: May 27, 2022 | By: | /s/ August J. Moretti | ||||
| August J. Moretti | ||||||
| Chief Financial Officer | ||||||